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Powell Financial, Inc.

● SEC registered since 2015CRD 144230SEC# 801-88185Cornelius, NC
Export (members)
Reg. AUM
$202.6M
Employees
4
Accounts
251
Location
Cornelius, NC

Powell Financial, Inc. assets under management

Powell Financial, Inc. operates as an SEC-registered investment adviser based in Cornelius, NC. The firm has been registered since 2015. It reports $202.6 million in regulatory assets under management and employs 4 people.
www.linkedin.com/company/powellwealthView on SEC.gov ↗

Powell Financial, Inc. owners & executives

1 reported
NameTitleOwnershipSince
David Lemal Powell ControlPresident / Chief Compliance OfficerOver 75%2007

Frequently asked questions

How much does Powell Financial, Inc. manage?

Powell Financial, Inc. reports $202.6 million in regulatory assets under management on its Form ADV.

How many employees does Powell Financial, Inc. have?

Powell Financial, Inc. reports 4 employees.

Where is Powell Financial, Inc. located?

Powell Financial, Inc. is based in Cornelius, NC and has been SEC-registered since 2015.

Does Powell Financial, Inc. disclose fund performance?

Powell Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address17818 Statesville Rd, Suite 221, Cornelius, NC 28031
Phone(704) 439-0027
Office hours8a.m.-5p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$202.6M
Non-discretionary$0
Total (RAUM)$202.6M