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David Lemal Powell

President / Chief Compliance OfficerPowell Financial, Inc.CRD 2510305

About David Lemal Powell

David Lemal Powell is listed as President / Chief Compliance Officer at Powell Financial, Inc. in Cornelius, NC. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Powell Financial, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Lemal Powell work?

David Lemal Powell is listed as President / Chief Compliance Officer at Powell Financial, Inc. on SEC Form ADV.

How much of Powell Financial, Inc. does David Lemal Powell own?

Form ADV reports a beneficial ownership band of Over 75%.

Powell Financial, Inc.

TitlePresident / Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2007
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