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Prentice Wealth Management LLC

● SEC registered since 2012CRD 160052SEC# 801-76490Rochester, NY
Export (members)
Reg. AUM
$467.2M
Employees
14
Accounts
1,853
Location
Rochester, NY

Prentice Wealth Management LLC assets under management

Prentice Wealth Management LLC is an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 2012. It reports $467.2 million in regulatory assets under management and employs 14 people.

Prentice Wealth Management LLC owners & executives

2 reported
NameTitleOwnershipSince
Shawn Stephen Tesoro ControlChief Investment Officer / Part Owner25-50%2018
William James Prentice ControlChief Compliance Officer / Managing MemberOver 75%2012

Frequently asked questions

How much does Prentice Wealth Management LLC manage?

Prentice Wealth Management LLC reports $467.2 million in regulatory assets under management on its Form ADV.

How many employees does Prentice Wealth Management LLC have?

Prentice Wealth Management LLC reports 14 employees.

Where is Prentice Wealth Management LLC located?

Prentice Wealth Management LLC is based in Rochester, NY and has been SEC-registered since 2012.

Does Prentice Wealth Management LLC disclose fund performance?

Prentice Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1150 Penfield Rd., Rochester, NY 14625
Phone585-218-0001
Fax585-218-0097
Office hours8:30 - 4:30
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$450.4M
Non-discretionary$16.7M
Total (RAUM)$467.2M