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William James Prentice

Chief Compliance Officer / Managing MemberPrentice Wealth Management LLCCRD 3212474

About William James Prentice

William James Prentice is listed as Chief Compliance Officer / Managing Member at Prentice Wealth Management LLC in Rochester, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Prentice Wealth Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does William James Prentice work?

William James Prentice is listed as Chief Compliance Officer / Managing Member at Prentice Wealth Management LLC on SEC Form ADV.

How much of Prentice Wealth Management LLC does William James Prentice own?

Form ADV reports a beneficial ownership band of Over 75%.

Prentice Wealth Management LLC

TitleChief Compliance Officer / Managing Member
OwnershipOver 75%
Control personYes
Since2012
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