| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Patrick Tracy | Chief Compliance Officer | Under 5% | 2008 |
| The Michael P. Tracy Revocable Trust Control | Owner | Over 75% | 2019 |
| Michael Patrick Tracy Control | Primary Trustee | — | 2019 |
Principium Investments LLC reports $198.3 million in regulatory assets under management on its Form ADV.
Principium Investments LLC reports 3 employees.
Principium Investments LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Phone | (303) 351-5353 |
| Fax | (720) 302-1434 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
| Discretionary | $198.1M |
| Non-discretionary | $282K |
| Total (RAUM) | $198.3M |