Michael Patrick Tracy is listed as Chief Compliance Officer at Principium Investments LLC on SEC Form ADV.
Form ADV reports a beneficial ownership band of Under 5%.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2008 |
| Title | Primary Trustee |
| Ownership | — |
| Control person | Yes |
| Since | 2019 |