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Professional Wealth Management Services LLC

● SEC registered since 2022CRD 150266SEC# 801-123592Statesville, NC
Export (members)
Reg. AUM
$128.8M
Employees
3
Accounts
61
Location
Statesville, NC

Professional Wealth Management Services LLC assets under management

Professional Wealth Management Services LLC operates as an SEC-registered investment adviser based in Statesville, NC. The firm has been registered since 2022. It reports $128.8 million in regulatory assets under management and employs 3 people.

Professional Wealth Management Services LLC owners & executives

2 reported
NameTitleOwnershipSince
John Gregory Stevenson ControlFounder/Managing MemberOver 75%2007
Shawn Michael Fleming ControlDirector/Managing Member/Chief Compliance OfficerUnder 5%2009

Frequently asked questions

How much does Professional Wealth Management Services LLC manage?

Professional Wealth Management Services LLC reports $128.8 million in regulatory assets under management on its Form ADV.

How many employees does Professional Wealth Management Services LLC have?

Professional Wealth Management Services LLC reports 3 employees.

Where is Professional Wealth Management Services LLC located?

Professional Wealth Management Services LLC is based in Statesville, NC and has been SEC-registered since 2022.

Does Professional Wealth Management Services LLC disclose fund performance?

Professional Wealth Management Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address211 South Center Street, Suite 417, Statesville, NC 28677
Phone704-872-0022
Fax704-872-0121
Office hoursBy Appointment
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$128.8M
Non-discretionary$0
Total (RAUM)$128.8M