PPrivate Fund Data Log in Join · $37/mo

Shawn Michael Fleming

Director/Managing Member/Chief Compliance OfficerProfessional Wealth Management Services LLCCRD 5316725

About Shawn Michael Fleming

Shawn Michael Fleming is listed as Director/Managing Member/Chief Compliance Officer at Professional Wealth Management Services LLC in Statesville, NC. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Professional Wealth Management Services LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Shawn Michael Fleming work?

Shawn Michael Fleming is listed as Director/Managing Member/Chief Compliance Officer at Professional Wealth Management Services LLC on SEC Form ADV.

How much of Professional Wealth Management Services LLC does Shawn Michael Fleming own?

Form ADV reports a beneficial ownership band of Under 5%.

Professional Wealth Management Services LLC

TitleDirector/Managing Member/Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2009
View Professional Wealth Management Services LLC →