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Prosperity Financial Group, Inc.

CRD 145540SEC# 801-100511San Ramon, CA
Export (members)
No longer SEC-registered. Prosperity Financial Group, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$358.9M
Employees
11
Accounts
1,202
Location
San Ramon, CA

Prosperity Financial Group, Inc. assets under management

Prosperity Financial Group, Inc. is an SEC-registered investment adviser based in San Ramon, CA. It reports $358.9 million in regulatory assets under management and employs 11 people.

Prosperity Financial Group, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Elliot Herbert Kallen ControlPresident & Chief Compliance OfficerOver 75%2000

Frequently asked questions

How much does Prosperity Financial Group, Inc. manage?

Prosperity Financial Group, Inc. reports $358.9 million in regulatory assets under management on its Form ADV.

How many employees does Prosperity Financial Group, Inc. have?

Prosperity Financial Group, Inc. reports 11 employees.

Where is Prosperity Financial Group, Inc. located?

Prosperity Financial Group, Inc. is based in San Ramon, CA.

Does Prosperity Financial Group, Inc. disclose fund performance?

Prosperity Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA 94583
Office hours8:00 a.m. To 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$358.9M
Non-discretionary$0
Total (RAUM)$358.9M