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Elliot Herbert Kallen

President & Chief Compliance OfficerProsperity Financial Group, Inc.CRD 2384508

About Elliot Herbert Kallen

Elliot Herbert Kallen is listed as President & Chief Compliance Officer at Prosperity Financial Group, Inc. in San Ramon, CA. Form ADV reports a beneficial ownership band of Over 75%. Elliot Herbert Kallen is associated with 2 registered advisers.

Reported ownership

Owns Over 75% of Prosperity Financial Group, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Elliot Herbert Kallen work?

Elliot Herbert Kallen is listed as President & Chief Compliance Officer at Prosperity Financial Group, Inc. on SEC Form ADV.

How much of Prosperity Financial Group, Inc. does Elliot Herbert Kallen own?

Form ADV reports a beneficial ownership band of Over 75%.

Prosperity Financial Group, Inc.

TitlePresident & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2000
View Prosperity Financial Group, Inc. →

Prosperity Wealth Management, Inc.

TitleChief Compliance Officer And Owner
Ownership25-50%
Control personYes
Since2015
View Prosperity Wealth Management, Inc. →