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Prosperity Wealth Management, Inc.

● SEC registered since 2015CRD 174328SEC# 801-101485San Ramon, CA
Export (members)
Reg. AUM
$442.2M
Employees
51
Accounts
2,832
Location
San Ramon, CA

Prosperity Wealth Management, Inc. assets under management

Prosperity Wealth Management, Inc. is an SEC-registered investment adviser based in San Ramon, CA. The firm has been registered since 2015. It reports $442.2 million in regulatory assets under management and employs 51 people.

Prosperity Wealth Management, Inc. owners & executives

3 reported
NameTitleOwnershipSince
Blake William Daniels ControlOwner25-50%2015
Elliot Herbert Kallen ControlChief Compliance Officer And Owner25-50%2015
Gregory John Bentley ControlOwner25-50%2015

Frequently asked questions

How much does Prosperity Wealth Management, Inc. manage?

Prosperity Wealth Management, Inc. reports $442.2 million in regulatory assets under management on its Form ADV.

How many employees does Prosperity Wealth Management, Inc. have?

Prosperity Wealth Management, Inc. reports 51 employees.

Where is Prosperity Wealth Management, Inc. located?

Prosperity Wealth Management, Inc. is based in San Ramon, CA and has been SEC-registered since 2015.

Does Prosperity Wealth Management, Inc. disclose fund performance?

Prosperity Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA 94583
Phone925-791-4444
Office hours8a.m. To 5p.m.
SEC regionMiami Regional Office (MIRO)
CIK1991463
Discloses disciplinary historyYes

Assets under management

Discretionary$442.2M
Non-discretionary$0
Total (RAUM)$442.2M