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Pt Asset Management, LLC

● SEC registered since 1994CRD 107619SEC# 801-46031Chicago, IL
Export (members)
Reg. AUM
$9.59B
Employees
52
Accounts
6
Location
Chicago, IL

Pt Asset Management, LLC assets under management

Pt Asset Management, LLC is a registered investment adviser overseen by the SEC based in Chicago, IL. The firm has been registered since 1994. It reports $9.6 billion in regulatory assets under management and employs 52 people.

Pt Asset Management, LLC owners & executives

12 reported
NameTitleOwnershipSince
Anne Marie Duffy ControlChief Compliance Officer & General CounselUnder 5%2022
Anthony James Harris ControlSenior Portfolio Manager5-10%2015
Bradley Dale BongaShareholder5-10%2018
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Frequently asked questions

How much does Pt Asset Management, LLC manage?

Pt Asset Management, LLC reports $9.6 billion in regulatory assets under management on its Form ADV.

How many employees does Pt Asset Management, LLC have?

Pt Asset Management, LLC reports 52 employees.

Where is Pt Asset Management, LLC located?

Pt Asset Management, LLC is based in Chicago, IL and has been SEC-registered since 1994.

Does Pt Asset Management, LLC disclose fund performance?

Pt Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address500 W. Madison Street, Suite 500, Chicago, IL 60661
Phone312-521-1000
Fax312-521-1215
Office hours8a.m.-5p.m. Cst
SEC regionChicago Regional Office (CHRO)
CIK1654913
Discloses disciplinary historyNo

Assets under management

Discretionary$9.59B
Non-discretionary$0
Total (RAUM)$9.59B