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Anne Marie Duffy

Chief Compliance Officer & General CounselPt Asset Management, LLCCRD 6497294

About Anne Marie Duffy

Anne Marie Duffy is listed as Chief Compliance Officer & General Counsel at Pt Asset Management, LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Pt Asset Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Anne Marie Duffy work?

Anne Marie Duffy is listed as Chief Compliance Officer & General Counsel at Pt Asset Management, LLC on SEC Form ADV.

How much of Pt Asset Management, LLC does Anne Marie Duffy own?

Form ADV reports a beneficial ownership band of Under 5%.

Pt Asset Management, LLC

TitleChief Compliance Officer & General Counsel
OwnershipUnder 5%
Control personYes
Since2022
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