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Raffles Capital Management, LLC

● SEC registered since 2012CRD 161565SEC# 801-74042New York, NY
Export (members)
Ranks #4,946 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$179.6M
Fund GAV
$179.6M
Private funds
1
Employees
2
Accounts
1
Location
New York, NY

Raffles Capital Management, LLC assets under management

Raffles Capital Management, LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2012. It reports $179.6 million in regulatory assets under management and employs 2 people. Raffles Capital Management, LLC manages 1 private fund with combined gross assets of $179.6 million, including Raffles Associates, L.P. By regulatory assets, it ranks 4,946 of 5,911 private fund managers.

Raffles Capital Management, LLC private funds

1 funds · $179.6M GAV
FundTypeGross assetsMin.
Raffles Associates, L.P.Hedge$179.6M$250K

Raffles Capital Management, LLC owners & executives

2 reported
NameTitleOwnershipSince
James D. O'Leary ControlChief Compliance OfficerUnder 5%2001
Paul H. O'Leary ControlManaging MemberOver 75%1996

Frequently asked questions

How much does Raffles Capital Management, LLC manage?

Raffles Capital Management, LLC reports $179.6 million in regulatory assets under management on its Form ADV.

How many private funds does Raffles Capital Management, LLC manage?

Raffles Capital Management, LLC manages 1 private funds with combined gross assets of $179.6 million.

How many employees does Raffles Capital Management, LLC have?

Raffles Capital Management, LLC reports 2 employees.

Where is Raffles Capital Management, LLC located?

Raffles Capital Management, LLC is based in New York, NY and has been SEC-registered since 2012.

Does Raffles Capital Management, LLC disclose fund performance?

Raffles Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5 Penn Plaza, 19th Floor, New York, NY 10001
Phone212-760-2322
Fax212-760-2324
Office hours9a.m. - 5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$179.6M
Non-discretionary$0
Total (RAUM)$179.6M

Service providers

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