Chief Compliance OfficerRaffles Capital Management, LLCCRD 6027923
About James D. O'Leary
James D. O'Leary is listed as Chief Compliance Officer at Raffles Capital Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Raffles Capital Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James D. O'Leary work?
James D. O'Leary is listed as Chief Compliance Officer at Raffles Capital Management, LLC on SEC Form ADV.
How much of Raffles Capital Management, LLC does James D. O'Leary own?
Form ADV reports a beneficial ownership band of Under 5%.