| Name | Title | Ownership | Since |
|---|---|---|---|
| David Leo Rosenow Control | Member, Chief Compliance Officer | 10-25% | 2021 |
| David Scott Lake Control | Member | Over 75% | 2015 |
RIA Services, LLC reports $221.7 million in regulatory assets under management on its Form ADV.
RIA Services, LLC reports 3 employees.
RIA Services, LLC is based in West Bend, WI and has been SEC-registered since 2021.
RIA Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 1755 W. Paradise Dr., West Bend, WI 53095 |
| Phone | 262-226-2729 |
| Office hours | Mon - Thurs: 8a.m.-4:00p.m., Fri: 8a.m.-3p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
| Discretionary | $221.7M |
| Non-discretionary | $0 |
| Total (RAUM) | $221.7M |