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S & P Financial, Inc.

● SEC registered since 2006CRD 139358SEC# 801-66205Ashland, OR
Export (members)
Reg. AUM
$323.6M
Employees
2
Accounts
1,053
Location
Ashland, OR

S & P Financial, Inc. assets under management

S & P Financial, Inc. operates as an SEC-registered investment adviser based in Ashland, OR. The firm has been registered since 2006. It reports $323.6 million in regulatory assets under management and employs 2 people.
www.retirementplanningspecialists.comView on SEC.gov ↗

S & P Financial, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Chad Matthew Smith ControlChief Compliance Officer50-75%2006
Christopher Patterson ControlManaging Partner50-75%2014

Frequently asked questions

How much does S & P Financial, Inc. manage?

S & P Financial, Inc. reports $323.6 million in regulatory assets under management on its Form ADV.

How many employees does S & P Financial, Inc. have?

S & P Financial, Inc. reports 2 employees.

Where is S & P Financial, Inc. located?

S & P Financial, Inc. is based in Ashland, OR and has been SEC-registered since 2006.

Does S & P Financial, Inc. disclose fund performance?

S & P Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address241 Maple Street, Suite 101, Ashland, OR 97520
Phone541-482-0138
Fax541-488-6272
Office hours8:00a.m.-5:00p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$323.6M
Non-discretionary$0
Total (RAUM)$323.6M