Chief Compliance OfficerS & P Financial, Inc.CRD 2702144
About Chad Matthew Smith
Chad Matthew Smith is listed as Chief Compliance Officer at S & P Financial, Inc. in Ashland, OR. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of S & P Financial, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Chad Matthew Smith work?
Chad Matthew Smith is listed as Chief Compliance Officer at S & P Financial, Inc. on SEC Form ADV.
How much of S & P Financial, Inc. does Chad Matthew Smith own?
Form ADV reports a beneficial ownership band of 50-75%.