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Sauberan & Company, LLC

● SEC registered since 1991CRD 106317SEC# 801-38553Lockport, NY
Export (members)
Reg. AUM
$5.8M
Employees
1
Accounts
56
Location
Lockport, NY

Sauberan & Company, LLC assets under management

Sauberan & Company, LLC is an investment advisory firm registered with the SEC based in Lockport, NY. The firm has been registered since 1991. It reports $5.8 million in regulatory assets under management and employs 1 people.
sauberanandcompany.comView on SEC.gov ↗

Sauberan & Company, LLC owners & executives

1 reported
NameTitleOwnershipSince
Charles Keith Sauberan ControlPresident/Chief Compliance OfficerOver 75%1990

Frequently asked questions

How much does Sauberan & Company, LLC manage?

Sauberan & Company, LLC reports $5.8 million in regulatory assets under management on its Form ADV.

How many employees does Sauberan & Company, LLC have?

Sauberan & Company, LLC reports 1 employees.

Where is Sauberan & Company, LLC located?

Sauberan & Company, LLC is based in Lockport, NY and has been SEC-registered since 1991.

Does Sauberan & Company, LLC disclose fund performance?

Sauberan & Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address175 Walnut St Suite#2, Lockport, NY 14094
Phone716-439-1265
Office hours9a.m. - 5 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$5.8M
Non-discretionary$0
Total (RAUM)$5.8M