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Charles Keith Sauberan

President/Chief Compliance OfficerSauberan & Company, LLCCRD 1675594

About Charles Keith Sauberan

Charles Keith Sauberan is listed as President/Chief Compliance Officer at Sauberan & Company, LLC in Lockport, NY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Sauberan & Company, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Charles Keith Sauberan work?

Charles Keith Sauberan is listed as President/Chief Compliance Officer at Sauberan & Company, LLC on SEC Form ADV.

How much of Sauberan & Company, LLC does Charles Keith Sauberan own?

Form ADV reports a beneficial ownership band of Over 75%.

Sauberan & Company, LLC

TitlePresident/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since1990
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