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Saxon Securities LLC

● SEC registered since 2014CRD 155168SEC# 801-79118San Francisco, CA
Export (members)
Reg. AUM
$137.2M
Employees
2
Accounts
151
Location
San Francisco, CA

Saxon Securities LLC assets under management

Saxon Securities LLC is an SEC-registered investment adviser based in San Francisco, CA. The firm has been registered since 2014. It reports $137.2 million in regulatory assets under management and employs 2 people.
www.saxonsecurities.comView on SEC.gov ↗

Saxon Securities LLC owners & executives

1 reported
NameTitleOwnershipSince
Ned Francis Lucia ControlManaging Partner, Chief Compliance Officer, Managing Member50-75%2010

Frequently asked questions

How much does Saxon Securities LLC manage?

Saxon Securities LLC reports $137.2 million in regulatory assets under management on its Form ADV.

How many employees does Saxon Securities LLC have?

Saxon Securities LLC reports 2 employees.

Where is Saxon Securities LLC located?

Saxon Securities LLC is based in San Francisco, CA and has been SEC-registered since 2014.

Does Saxon Securities LLC disclose fund performance?

Saxon Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address611 Gateway Boulevard, Suite 120 #1003, San Francisco, CA 94080
Phone415-820-5312
Fax415-820-5399
Office hours8:30a.m. - 5p.m.
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$137.2M
Non-discretionary$0
Total (RAUM)$137.2M