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Ned Francis Lucia

Managing Partner, Chief Compliance Officer, Managing MemberSaxon Securities LLCCRD 5582090

About Ned Francis Lucia

Ned Francis Lucia is listed as Managing Partner, Chief Compliance Officer, Managing Member at Saxon Securities LLC in San Francisco, CA. Form ADV reports a beneficial ownership band of 50-75%.

Reported ownership

Owns 50-75% of Saxon Securities LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Ned Francis Lucia work?

Ned Francis Lucia is listed as Managing Partner, Chief Compliance Officer, Managing Member at Saxon Securities LLC on SEC Form ADV.

How much of Saxon Securities LLC does Ned Francis Lucia own?

Form ADV reports a beneficial ownership band of 50-75%.

Saxon Securities LLC

TitleManaging Partner, Chief Compliance Officer, Managing Member
Ownership50-75%
Control personYes
Since2010
View Saxon Securities LLC →