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Sgl Financial, LLC

● SEC registered since 2015CRD 158023SEC# 801-96223Buffalo Grove, IL
Export (members)
Reg. AUM
$218.6M
Employees
31
Accounts
1,251
Location
Buffalo Grove, IL

Sgl Financial, LLC assets under management

Sgl Financial, LLC is a registered investment adviser overseen by the SEC based in Buffalo Grove, IL. The firm has been registered since 2015. It reports $218.6 million in regulatory assets under management and employs 31 people.
x.com/sglfinancialView on SEC.gov ↗

Sgl Financial, LLC owners & executives

3 reported
NameTitleOwnershipSince
Gabriel David Lewit ControlChief Executive Officer25-50%2011
Steven James Thomas ControlChief Operating Officer / Chief Compliance Officer10-25%2014
Steven Richard Lewit ControlOwner25-50%2011

Frequently asked questions

How much does Sgl Financial, LLC manage?

Sgl Financial, LLC reports $218.6 million in regulatory assets under management on its Form ADV.

How many employees does Sgl Financial, LLC have?

Sgl Financial, LLC reports 31 employees.

Where is Sgl Financial, LLC located?

Sgl Financial, LLC is based in Buffalo Grove, IL and has been SEC-registered since 2015.

Does Sgl Financial, LLC disclose fund performance?

Sgl Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1130 W Lake Cook Road, Suite 150, Buffalo Grove, IL 60089
Phone8474993330
Fax847-499-3457
Office hours9:00a.m. - 5:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$217.1M
Non-discretionary$1.5M
Total (RAUM)$218.6M