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Steven James Thomas

Chief Operating Officer / Chief Compliance OfficerSgl Financial, LLCCRD 1274392

About Steven James Thomas

Steven James Thomas is listed as Chief Operating Officer / Chief Compliance Officer at Sgl Financial, LLC in Buffalo Grove, IL. Form ADV reports a beneficial ownership band of 10-25%.

Reported ownership

Owns 10-25% of Sgl Financial, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Steven James Thomas work?

Steven James Thomas is listed as Chief Operating Officer / Chief Compliance Officer at Sgl Financial, LLC on SEC Form ADV.

How much of Sgl Financial, LLC does Steven James Thomas own?

Form ADV reports a beneficial ownership band of 10-25%.

Sgl Financial, LLC

TitleChief Operating Officer / Chief Compliance Officer
Ownership10-25%
Control personYes
Since2014
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