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Smart Wealth, LLC

● SEC registered since 2021CRD 315496SEC# 801-122372Omaha, NE
Export (members)
Reg. AUM
$440M
Employees
45
Accounts
3,291
Location
Omaha, NE

Smart Wealth, LLC assets under management

Smart Wealth, LLC is an SEC-registered investment adviser based in Omaha, NE. The firm has been registered since 2021. It reports $440 million in regulatory assets under management and employs 45 people.
www.facebook.com/people/smart-wealth/100092176628186View on SEC.gov ↗

Smart Wealth, LLC owners & executives

2 reported
NameTitleOwnershipSince
David Andrew Brooks ControlChief Executive OfficerOver 75%2020
Louis Rutherford BrooksChief Compliance OfficerUnder 5%2022

Frequently asked questions

How much does Smart Wealth, LLC manage?

Smart Wealth, LLC reports $440 million in regulatory assets under management on its Form ADV.

How many employees does Smart Wealth, LLC have?

Smart Wealth, LLC reports 45 employees.

Where is Smart Wealth, LLC located?

Smart Wealth, LLC is based in Omaha, NE and has been SEC-registered since 2021.

Does Smart Wealth, LLC disclose fund performance?

Smart Wealth, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13815 Fnb Parkway, Suite 400, Omaha, NE 68154
Phone402-369-7777
Fax531-289-3929
Office hours8:30 a.m. - 5:30 p.m.
SEC regionDenver Regional Office (DRO)
CIK2044723
Discloses disciplinary historyNo

Assets under management

Discretionary$423.1M
Non-discretionary$16.9M
Total (RAUM)$440M