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Louis Rutherford Brooks

Chief Compliance OfficerSmart Wealth, LLCCRD 7642326

About Louis Rutherford Brooks

Louis Rutherford Brooks is listed as Chief Compliance Officer at Smart Wealth, LLC in Omaha, NE. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Smart Wealth, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Louis Rutherford Brooks work?

Louis Rutherford Brooks is listed as Chief Compliance Officer at Smart Wealth, LLC on SEC Form ADV.

How much of Smart Wealth, LLC does Louis Rutherford Brooks own?

Form ADV reports a beneficial ownership band of Under 5%.

Smart Wealth, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personNo
Since2022