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Spectrum Financial Alliance, Ltd., L.L.C.

● SEC registered since 2014CRD 125147SEC# 801-79371Nicholasville, KY
Export (members)
Reg. AUM
$427.1M
Employees
10
Accounts
1,516
Location
Nicholasville, KY

Spectrum Financial Alliance, Ltd., L.L.C. assets under management

Spectrum Financial Alliance, Ltd., L.L.C. is a registered investment adviser overseen by the SEC based in Nicholasville, KY. The firm has been registered since 2014. It reports $427.1 million in regulatory assets under management and employs 10 people.
www.instagram.com/spectrumfinancialallianceView on SEC.gov ↗

Spectrum Financial Alliance, Ltd., L.L.C. owners & executives

1 reported
NameTitleOwnershipSince
Charles Kelly Buckley ControlManaging Member And Managing Director For Asset Management; Chief Compliance OfficerOver 75%2000

Frequently asked questions

How much does Spectrum Financial Alliance, Ltd., L.L.C. manage?

Spectrum Financial Alliance, Ltd., L.L.C. reports $427.1 million in regulatory assets under management on its Form ADV.

How many employees does Spectrum Financial Alliance, Ltd., L.L.C. have?

Spectrum Financial Alliance, Ltd., L.L.C. reports 10 employees.

Where is Spectrum Financial Alliance, Ltd., L.L.C. located?

Spectrum Financial Alliance, Ltd., L.L.C. is based in Nicholasville, KY and has been SEC-registered since 2014.

Does Spectrum Financial Alliance, Ltd., L.L.C. disclose fund performance?

Spectrum Financial Alliance, Ltd., L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address105 Wind Haven Drive, Nicholasville, KY 40356
Phone859-223-6333
Fax859-523-0682
Office hours8:00 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
CIK1566531
Discloses disciplinary historyNo

Assets under management

Discretionary$427.1M
Non-discretionary$0
Total (RAUM)$427.1M