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Charles Kelly Buckley

Managing Member And Managing Director For Asset Management; Chief Compliance OfficerSpectrum Financial Alliance, Ltd., L.L.C.CRD 1752633

About Charles Kelly Buckley

Charles Kelly Buckley is listed as Managing Member And Managing Director For Asset Management; Chief Compliance Officer at Spectrum Financial Alliance, Ltd., L.L.C. in Nicholasville, KY. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Spectrum Financial Alliance, Ltd., L.L.C.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Charles Kelly Buckley work?

Charles Kelly Buckley is listed as Managing Member And Managing Director For Asset Management; Chief Compliance Officer at Spectrum Financial Alliance, Ltd., L.L.C. on SEC Form ADV.

How much of Spectrum Financial Alliance, Ltd., L.L.C. does Charles Kelly Buckley own?

Form ADV reports a beneficial ownership band of Over 75%.

Spectrum Financial Alliance, Ltd., L.L.C.

TitleManaging Member And Managing Director For Asset Management; Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2000
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