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Spectrum Wealth Management, LLC

CRD 135530SEC# 801-113730Irvine, CA
Export (members)
No longer SEC-registered. Spectrum Wealth Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$269.5M
Employees
3
Accounts
505
Location
Irvine, CA

Spectrum Wealth Management, LLC assets under management

Spectrum Wealth Management, LLC operates as an SEC-registered investment adviser based in Irvine, CA. It reports $269.5 million in regulatory assets under management and employs 3 people.
View on SEC.gov ↗

Spectrum Wealth Management, LLC owners & executives

1 reported
NameTitleOwnershipSince
Benjamin Ross Putman ControlPresident & Chief Compliance OfficerOver 75%2005

Frequently asked questions

How much does Spectrum Wealth Management, LLC manage?

Spectrum Wealth Management, LLC reports $269.5 million in regulatory assets under management on its Form ADV.

How many employees does Spectrum Wealth Management, LLC have?

Spectrum Wealth Management, LLC reports 3 employees.

Where is Spectrum Wealth Management, LLC located?

Spectrum Wealth Management, LLC is based in Irvine, CA.

Does Spectrum Wealth Management, LLC disclose fund performance?

Spectrum Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9911 Irvine Center Drive, Suite 150, Irvine, CA 92618
Office hours8:00 a.m. To 5:00 p.m.
Discloses disciplinary historyNo

Assets under management

Discretionary$208M
Non-discretionary$61.5M
Total (RAUM)$269.5M