PPrivate Fund Data Log in Join · $37/mo

Benjamin Ross Putman

President & Chief Compliance OfficerSpectrum Wealth Management, LLCCRD 2310648

About Benjamin Ross Putman

Benjamin Ross Putman is listed as President & Chief Compliance Officer at Spectrum Wealth Management, LLC in Irvine, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Spectrum Wealth Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Benjamin Ross Putman work?

Benjamin Ross Putman is listed as President & Chief Compliance Officer at Spectrum Wealth Management, LLC on SEC Form ADV.

How much of Spectrum Wealth Management, LLC does Benjamin Ross Putman own?

Form ADV reports a beneficial ownership band of Over 75%.

Spectrum Wealth Management, LLC

TitlePresident & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2005