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Spring Lake Asset Management, Inc.

● SEC registered since 2016CRD 283750SEC# 801-108168
Export (members)
Ranks #2,544 of 5,911 private fund managers by regulatory AUM.
Reg. AUM
$1.12B
Fund GAV
$1.12B
Private funds
2
Employees
8
Accounts
3
Location

Spring Lake Asset Management, Inc. assets under management

Spring Lake Asset Management, Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2016. It reports $1.1 billion in regulatory assets under management and employs 8 people. Spring Lake Asset Management, Inc. manages 2 private funds with combined gross assets of $1.1 billion, including Spring Lake Unconstrained Municipal Opportunities Fund, LLC. By regulatory assets, it ranks 2,544 of 5,911 private fund managers.

Spring Lake Asset Management, Inc. private funds

2 funds · $1.12B GAV
FundTypeGross assetsMin.
Spring Lake Unconstrained Municipal Opportunities Fund, LLCHedge$975.9M
Spring Lake Unconstrained Municipal Opportunities Fund II, LLCHedge$141.7M

Spring Lake Asset Management, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Christopher William Crosby ControlPresident25-50%2015
David Edward Thomas ControlChief Operating Officer/Chief Compliance OfficerUnder 5%2017
Kaitlin McGillion Briscoe ControlPortfolio Manager25-50%2017
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Frequently asked questions

How much does Spring Lake Asset Management, Inc. manage?

Spring Lake Asset Management, Inc. reports $1.1 billion in regulatory assets under management on its Form ADV.

How many private funds does Spring Lake Asset Management, Inc. manage?

Spring Lake Asset Management, Inc. manages 2 private funds with combined gross assets of $1.1 billion.

How many employees does Spring Lake Asset Management, Inc. have?

Spring Lake Asset Management, Inc. reports 8 employees.

Does Spring Lake Asset Management, Inc. disclose fund performance?

Spring Lake Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone813-336-6889
Office hours5-Sep
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$1.12B
Non-discretionary$0
Total (RAUM)$1.12B

Service providers

Auditor
Prime broker