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David Edward Thomas

Chief Operating Officer/Chief Compliance OfficerSpring Lake Asset Management, Inc.CRD 4858814

About David Edward Thomas

David Edward Thomas is listed as Chief Operating Officer/Chief Compliance Officer at Spring Lake Asset Management, Inc.. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Spring Lake Asset Management, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Edward Thomas work?

David Edward Thomas is listed as Chief Operating Officer/Chief Compliance Officer at Spring Lake Asset Management, Inc. on SEC Form ADV.

How much of Spring Lake Asset Management, Inc. does David Edward Thomas own?

Form ADV reports a beneficial ownership band of Under 5%.

Spring Lake Asset Management, Inc.

TitleChief Operating Officer/Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2017
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