| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Marie Guerich Control | Secretary/Treasurer/Director | 50-75% | 2015 |
| Howard Richard Rothwell Control | Chief Compliance Officer/Director | Under 5% | 1998 |
| Kathleen Ann Stepp Control | Chief Financial Officer/Director | Under 5% | 1992 |
Stepp & Rothwell Inc reports $963.7 million in regulatory assets under management on its Form ADV.
Stepp & Rothwell Inc reports 25 employees.
Stepp & Rothwell Inc is based in Overland Park, KS and has been SEC-registered since 1998.
Stepp & Rothwell Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 7300 College Boulevard, Suite 100, Overland Park, KS 66210 |
| Phone | 913-345-4800 |
| Fax | 913-345-4801 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
| Discretionary | $873.7M |
| Non-discretionary | $90M |
| Total (RAUM) | $963.7M |