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Howard Richard Rothwell

Chief Compliance Officer/DirectorStepp & Rothwell IncCRD 1429546

About Howard Richard Rothwell

Howard Richard Rothwell is listed as Chief Compliance Officer/Director at Stepp & Rothwell Inc in Overland Park, KS. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Stepp & Rothwell Inc
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Howard Richard Rothwell work?

Howard Richard Rothwell is listed as Chief Compliance Officer/Director at Stepp & Rothwell Inc on SEC Form ADV.

How much of Stepp & Rothwell Inc does Howard Richard Rothwell own?

Form ADV reports a beneficial ownership band of Under 5%.

Stepp & Rothwell Inc

TitleChief Compliance Officer/Director
OwnershipUnder 5%
Control personYes
Since1998
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