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Sumnicht & Associates, LLC

● SEC registered since 2001CRD 111421SEC# 801-60309Appleton, WI
Export (members)
Reg. AUM
$100.4M
Employees
4
Accounts
69
Location
Appleton, WI

Sumnicht & Associates, LLC assets under management

Sumnicht & Associates, LLC is an investment advisory firm registered with the SEC based in Appleton, WI. The firm has been registered since 2001. It reports $100.4 million in regulatory assets under management and employs 4 people.

Sumnicht & Associates, LLC owners & executives

4 reported
NameTitleOwnershipSince
Sumnicht Holdings, LLC ControlHolding CompanyOver 75%2005
Vernon Coffey Sumnicht ControlChief Executive Officer, Chief Investment Officer, Chief Compliance OfficerUnder 5%1988
Debra Sumnicht ControlPassive Owner25-50%2005
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Frequently asked questions

How much does Sumnicht & Associates, LLC manage?

Sumnicht & Associates, LLC reports $100.4 million in regulatory assets under management on its Form ADV.

How many employees does Sumnicht & Associates, LLC have?

Sumnicht & Associates, LLC reports 4 employees.

Where is Sumnicht & Associates, LLC located?

Sumnicht & Associates, LLC is based in Appleton, WI and has been SEC-registered since 2001.

Does Sumnicht & Associates, LLC disclose fund performance?

Sumnicht & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5485 W Grande Market Drive, Suite D, Appleton, WI 54913
Phone920-731-4455
Fax920-731-9679
Office hours9:00 a.m. To 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$52.6M
Non-discretionary$47.8M
Total (RAUM)$100.4M