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Swp Financial LLC

● SEC registered since 2023CRD 327885SEC# 801-128911San Diego, CA
Export (members)
Reg. AUM
$199.9M
Employees
5
Accounts
824
Location
San Diego, CA

Swp Financial LLC assets under management

Swp Financial LLC is an investment advisory firm registered with the SEC based in San Diego, CA. The firm has been registered since 2023. It reports $199.9 million in regulatory assets under management and employs 5 people.

Swp Financial LLC owners & executives

1 reported
NameTitleOwnershipSince
Philip Edwin Smith ControlManaging Member & Chief Compliance OfficerOver 75%2023

Frequently asked questions

How much does Swp Financial LLC manage?

Swp Financial LLC reports $199.9 million in regulatory assets under management on its Form ADV.

How many employees does Swp Financial LLC have?

Swp Financial LLC reports 5 employees.

Where is Swp Financial LLC located?

Swp Financial LLC is based in San Diego, CA and has been SEC-registered since 2023.

Does Swp Financial LLC disclose fund performance?

Swp Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3655 Nobel Dr., Suite 510, San Diego, CA 92122
Phone858-768-0096
Office hours8a.m. - 4p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$155.2M
Non-discretionary$44.7M
Total (RAUM)$199.9M