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Philip Edwin Smith

Managing Member & Chief Compliance OfficerSwp Financial LLCCRD 4231653

About Philip Edwin Smith

Philip Edwin Smith is listed as Managing Member & Chief Compliance Officer at Swp Financial LLC in San Diego, CA. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Swp Financial LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Philip Edwin Smith work?

Philip Edwin Smith is listed as Managing Member & Chief Compliance Officer at Swp Financial LLC on SEC Form ADV.

How much of Swp Financial LLC does Philip Edwin Smith own?

Form ADV reports a beneficial ownership band of Over 75%.

Swp Financial LLC

TitleManaging Member & Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2023
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