PPrivate Fund Data Log in Join · $37/mo

The Financial Legacy Group, LLC

● SEC registered since 2026CRD 287632SEC# 801-135420Charlotte, NC
Export (members)
Reg. AUM
$107.3M
Employees
3
Accounts
414
Location
Charlotte, NC

The Financial Legacy Group, LLC assets under management

The Financial Legacy Group, LLC is an SEC-registered investment adviser based in Charlotte, NC. The firm has been registered since 2026. It reports $107.3 million in regulatory assets under management and employs 3 people.
www.thefinanciallegacygroup.comView on SEC.gov ↗

The Financial Legacy Group, LLC owners & executives

1 reported
NameTitleOwnershipSince
Steven Paul Abels ControlManaging Member/Chief Compliance OfficerOver 75%2016

Frequently asked questions

How much does The Financial Legacy Group, LLC manage?

The Financial Legacy Group, LLC reports $107.3 million in regulatory assets under management on its Form ADV.

How many employees does The Financial Legacy Group, LLC have?

The Financial Legacy Group, LLC reports 3 employees.

Where is The Financial Legacy Group, LLC located?

The Financial Legacy Group, LLC is based in Charlotte, NC and has been SEC-registered since 2026.

Does The Financial Legacy Group, LLC disclose fund performance?

The Financial Legacy Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2108 South Blvd, Suite 109, Charlotte, NC 28203
Phone704-469-6614
Office hours9:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Assets under management

Discretionary$107.3M
Non-discretionary$0
Total (RAUM)$107.3M