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Steven Paul Abels

Managing Member/Chief Compliance OfficerThe Financial Legacy Group, LLCCRD 4205168

About Steven Paul Abels

Steven Paul Abels is listed as Managing Member/Chief Compliance Officer at The Financial Legacy Group, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of The Financial Legacy Group, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Steven Paul Abels work?

Steven Paul Abels is listed as Managing Member/Chief Compliance Officer at The Financial Legacy Group, LLC on SEC Form ADV.

How much of The Financial Legacy Group, LLC does Steven Paul Abels own?

Form ADV reports a beneficial ownership band of Over 75%.

The Financial Legacy Group, LLC

TitleManaging Member/Chief Compliance Officer
OwnershipOver 75%
Control personYes
Since2016
View The Financial Legacy Group, LLC →