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The Retirement Planning Company of New England, Inc.

● SEC registered since 1998CRD 108705SEC# 801-55956Warwick, RI
Export (members)
Reg. AUM
$336.3M
Employees
4
Accounts
1,324
Location
Warwick, RI

The Retirement Planning Company of New England, Inc. assets under management

The Retirement Planning Company of New England, Inc. is an investment advisory firm registered with the SEC based in Warwick, RI. The firm has been registered since 1998. It reports $336.3 million in regulatory assets under management and employs 4 people.

The Retirement Planning Company of New England, Inc. owners & executives

2 reported
NameTitleOwnershipSince
David William Allaire ControlPresidentOver 75%1996
Sotirios Mike Pappas ControlChief Compliance OfficerUnder 5%2001

Frequently asked questions

How much does The Retirement Planning Company of New England, Inc. manage?

The Retirement Planning Company of New England, Inc. reports $336.3 million in regulatory assets under management on its Form ADV.

How many employees does The Retirement Planning Company of New England, Inc. have?

The Retirement Planning Company of New England, Inc. reports 4 employees.

Where is The Retirement Planning Company of New England, Inc. located?

The Retirement Planning Company of New England, Inc. is based in Warwick, RI and has been SEC-registered since 1998.

Does The Retirement Planning Company of New England, Inc. disclose fund performance?

The Retirement Planning Company of New England, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1287 Post Road, Warwick, RI 02888
Phone401-453-5558
Fax401-421-1451
Office hours9:30-4:00
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$324.2M
Non-discretionary$12.1M
Total (RAUM)$336.3M