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Sotirios Mike Pappas

Chief Compliance OfficerThe Retirement Planning Company of New England, Inc.CRD 3203303

About Sotirios Mike Pappas

Sotirios Mike Pappas is listed as Chief Compliance Officer at The Retirement Planning Company of New England, Inc. in Warwick, RI. Form ADV reports a beneficial ownership band of Under 5%. Sotirios Mike Pappas is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of The Retirement Planning Company of New England, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Sotirios Mike Pappas work?

Sotirios Mike Pappas is listed as Chief Compliance Officer at The Retirement Planning Company of New England, Inc. on SEC Form ADV.

How much of The Retirement Planning Company of New England, Inc. does Sotirios Mike Pappas own?

Form ADV reports a beneficial ownership band of Under 5%.

The Retirement Planning Company of New England, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2001
View The Retirement Planning Company of New England, Inc. →

Mystic Asset Management, Inc.

TitlePresident, Ceo & Cco
Ownership50-75%
Control personYes
Since2002
View Mystic Asset Management, Inc. →