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Tone Capital, LLC

● SEC registered since 2025CRD 285622SEC# 801-132702Richmond, VA
Export (members)
Reg. AUM
$103.2M
Employees
4
Accounts
299
Location
Richmond, VA

Tone Capital, LLC assets under management

Tone Capital, LLC operates as an SEC-registered investment adviser based in Richmond, VA. The firm has been registered since 2025. It reports $103.2 million in regulatory assets under management and employs 4 people.

Tone Capital, LLC owners & executives

4 reported
NameTitleOwnershipSince
Bonnie Mills SmallwoodPartner10-25%2020
Gregory Stephen Sabo ControlPrincipal25-50%2016
James Joseph Shannon ControlPrincipal & Chief Compliance Officer25-50%2016
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Frequently asked questions

How much does Tone Capital, LLC manage?

Tone Capital, LLC reports $103.2 million in regulatory assets under management on its Form ADV.

How many employees does Tone Capital, LLC have?

Tone Capital, LLC reports 4 employees.

Where is Tone Capital, LLC located?

Tone Capital, LLC is based in Richmond, VA and has been SEC-registered since 2025.

Does Tone Capital, LLC disclose fund performance?

Tone Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4120 W. Broad Street, Richmond, VA 23230
Phone(804) 447-1404
FaxN/A
Office hours9 a.m. To 5 p.m.
SEC regionPhiladelphia Regional Office (PLRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$100.2M
Non-discretionary$3M
Total (RAUM)$103.2M