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James Joseph Shannon

Principal & Chief Compliance OfficerTone Capital, LLCCRD 4521578

About James Joseph Shannon

James Joseph Shannon is listed as Principal & Chief Compliance Officer at Tone Capital, LLC in Richmond, VA. Form ADV reports a beneficial ownership band of 25-50%.

Reported ownership

Owns 25-50% of Tone Capital, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Joseph Shannon work?

James Joseph Shannon is listed as Principal & Chief Compliance Officer at Tone Capital, LLC on SEC Form ADV.

How much of Tone Capital, LLC does James Joseph Shannon own?

Form ADV reports a beneficial ownership band of 25-50%.

Tone Capital, LLC

TitlePrincipal & Chief Compliance Officer
Ownership25-50%
Control personYes
Since2016
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