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Tradewinds Capital Management, LLC

● SEC registered since 2008CRD 145934SEC# 801-68789Bellingham, WA
Export (members)
Reg. AUM
$602.8M
Employees
10
Accounts
2,652
Location
Bellingham, WA

Tradewinds Capital Management, LLC assets under management

Tradewinds Capital Management, LLC operates as an SEC-registered investment adviser based in Bellingham, WA. The firm has been registered since 2008. It reports $602.8 million in regulatory assets under management and employs 10 people.
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Tradewinds Capital Management, LLC owners & executives

5 reported
NameTitleOwnershipSince
Donald Bradley Pence ControlChief Compliance OfficerUnder 5%2024
Tcm Bellingham, LLC ControlManaging MemberOver 75%2012
Tcm Jackson ControlOwner10-25%2023
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Frequently asked questions

How much does Tradewinds Capital Management, LLC manage?

Tradewinds Capital Management, LLC reports $602.8 million in regulatory assets under management on its Form ADV.

How many employees does Tradewinds Capital Management, LLC have?

Tradewinds Capital Management, LLC reports 10 employees.

Where is Tradewinds Capital Management, LLC located?

Tradewinds Capital Management, LLC is based in Bellingham, WA and has been SEC-registered since 2008.

Does Tradewinds Capital Management, LLC disclose fund performance?

Tradewinds Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2211 Rimland Drive, Suite 401, Bellingham, WA 98226
Phone360-715-9000
Fax360-715-9001
Office hours8a.m. - 4p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1616026
Discloses disciplinary historyNo

Assets under management

Discretionary$602.8M
Non-discretionary$0
Total (RAUM)$602.8M