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Donald Bradley Pence

Chief Compliance OfficerTradewinds Capital Management, LLCCRD 3028301

About Donald Bradley Pence

Donald Bradley Pence is listed as Chief Compliance Officer at Tradewinds Capital Management, LLC in Bellingham, WA. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Tradewinds Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Donald Bradley Pence work?

Donald Bradley Pence is listed as Chief Compliance Officer at Tradewinds Capital Management, LLC on SEC Form ADV.

How much of Tradewinds Capital Management, LLC does Donald Bradley Pence own?

Form ADV reports a beneficial ownership band of Under 5%.

Tradewinds Capital Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2024
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