PPrivate Fund Data Log in Join · $37/mo

Trott Brook Financial, Inc.

● SEC registered since 2026CRD 290962SEC# 801-135880Anoka, MN
Export (members)
Reg. AUM
$120.5M
Employees
3
Accounts
389
Location
Anoka, MN

Trott Brook Financial, Inc. assets under management

Trott Brook Financial, Inc. operates as an SEC-registered investment adviser based in Anoka, MN. The firm has been registered since 2026. It reports $120.5 million in regulatory assets under management and employs 3 people.
www.facebook.com/trottbrookView on SEC.gov ↗

Trott Brook Financial, Inc. owners & executives

1 reported
NameTitleOwnershipSince
James Warren Steffen ControlFounder / Ceo / CcoOver 75%2017

Frequently asked questions

How much does Trott Brook Financial, Inc. manage?

Trott Brook Financial, Inc. reports $120.5 million in regulatory assets under management on its Form ADV.

How many employees does Trott Brook Financial, Inc. have?

Trott Brook Financial, Inc. reports 3 employees.

Where is Trott Brook Financial, Inc. located?

Trott Brook Financial, Inc. is based in Anoka, MN and has been SEC-registered since 2026.

Does Trott Brook Financial, Inc. disclose fund performance?

Trott Brook Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3601 Thurston Ave, Suite 102, Anoka, MN 55303
Phone(763) 213-1000
Fax(763) 213-1001
Office hours8 - 4:30
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Assets under management

Discretionary$120.5M
Non-discretionary$0
Total (RAUM)$120.5M