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James Warren Steffen

Founder / Ceo / CcoTrott Brook Financial, Inc.CRD 2342473

About James Warren Steffen

James Warren Steffen is listed as Founder / Ceo / Cco at Trott Brook Financial, Inc. in Anoka, MN. Form ADV reports a beneficial ownership band of Over 75%.

Reported ownership

Owns Over 75% of Trott Brook Financial, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does James Warren Steffen work?

James Warren Steffen is listed as Founder / Ceo / Cco at Trott Brook Financial, Inc. on SEC Form ADV.

How much of Trott Brook Financial, Inc. does James Warren Steffen own?

Form ADV reports a beneficial ownership band of Over 75%.

Trott Brook Financial, Inc.

TitleFounder / Ceo / Cco
OwnershipOver 75%
Control personYes
Since2017