| Name | Title | Ownership | Since |
|---|---|---|---|
| Ashley Beth Lock Control | Co-Trustee Of Brian C. Lock Tod Brian C. Lock And Ashley B. Lock Revocable Qualified Spousal Trust Dated 10/7/2016 | 50-75% | 2024 |
| Brian C. Lock Tod Brian C. Lock and Ashley B. Lock Revocable Qualified Spousal Trust Dated 10/7/2016 Control | Owner | Over 75% | 2024 |
| Brian Christopher Lock Control | Chief Compliance Officer/Member/Principal | Under 5% | 2021 |
Universal Financial Advisors, LLC reports $251.1 million in regulatory assets under management on its Form ADV.
Universal Financial Advisors, LLC reports 6 employees.
Universal Financial Advisors, LLC is based in St. Louis, MO and has been SEC-registered since 2022.
Universal Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 333 S. Kirkwood Road, Suite 301, St. Louis, MO 63122 |
| Phone | 314-721-5522 |
| Fax | 314-721-1393 |
| Office hours | 8:00 a.m. To 4:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
| Discretionary | $251.1M |
| Non-discretionary | $0 |
| Total (RAUM) | $251.1M |