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Brian Christopher Lock

Chief Compliance Officer/Member/PrincipalUniversal Financial Advisors, LLCCRD 3092520

About Brian Christopher Lock

Brian Christopher Lock is listed as Chief Compliance Officer/Member/Principal at Universal Financial Advisors, LLC in St. Louis, MO. Form ADV reports a beneficial ownership band of Under 5%. Brian Christopher Lock is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Universal Financial Advisors, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Brian Christopher Lock work?

Brian Christopher Lock is listed as Chief Compliance Officer/Member/Principal at Universal Financial Advisors, LLC on SEC Form ADV.

How much of Universal Financial Advisors, LLC does Brian Christopher Lock own?

Form ADV reports a beneficial ownership band of Under 5%.

Universal Financial Advisors, LLC

TitleChief Compliance Officer/Member/Principal
OwnershipUnder 5%
Control personYes
Since2021
View Universal Financial Advisors, LLC →

Universal Financial Advisors, LLC

TitleCo-Trustee Of Brian C. Lock Tod Brian C. Lock And Ashley B. Lock Revocable Qualified Spousal Trust Dated 10/7/2016
Ownership50-75%
Control personYes
Since2024
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