| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher James Carrie Control | Treasurer And Managing Member | 50-75% | 2014 |
| James Kemp Sawers Control | President, Chief Compliance Officer, Managing Member, Designated Officer | 50-75% | 2014 |
Uptown Financial Advisors LLC reports $125.3 million in regulatory assets under management on its Form ADV.
Uptown Financial Advisors LLC reports 2 employees.
Uptown Financial Advisors LLC is based in Dallas, TX and has been SEC-registered since 2025.
Uptown Financial Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
| Address | 2911 Turtle Creek Blvd, Suite 1100, Dallas, TX 75219 |
| Phone | 214-628-9508 |
| Fax | 214-269-7512 |
| Office hours | By Appointment |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
| Discretionary | $125.3M |
| Non-discretionary | $0 |
| Total (RAUM) | $125.3M |